Representing Natural Resource Development in Asia:
| Privileged Ecotypes in Southeast Asia: Ecological Models, Authority, and Bias in Environmental Representation |
| "We're Tired of Trees." |
| (Giles Deleuze and Félix Guattari 1987:15) |
| Representing Natural Resource Development in Asia: |
| "Modern" Versus "Postmodern" Scholarly Authority 12 |
| The insights that grasslands offer into human history were based on
the evidence of change in the grasslands themselves, evidence that challenged the view of the environment as being "beyond" history, a view that has prevailed with little criticism until recently.1 Braudel (1980:3) writes of his third type of history, the langue duree: |
| [It ] is an inquiry into a history that is almost changeless, the
history of man in relation to his surroundings. It is a history which unfolds slowly and is slow to alter, often repeating itself and working itself out in cycles which are endlessly renewed. . . .[It] exists almost out of time and tells the story of man's contact with the inanimate. |
| Ethnographic studies of Southeast Asian grasslands directly challenged
this traditional view of the environment. The conception of grassland from these studies, as something that exists only by virtue of continuing and carefully managed human intervention in natural processes of succession, directly contradicts Braudel's image of human "contact with the inanimate". My own studies of the Banjarese grasslands of Southeast Kalimantan (e.g.) show that they have not existed "time out of memory", but instead are the product of relatively recent social, technological, and environmental developments: they are, in short, a product of history. 2. Community vs. State "Readings" of Grassland The indigenous peoples of Southeast Asia also "read" grasslands, although not for the same things as ethnographers. Thus, the Banjarese of South Kalimantan see Imperata grassland as a sign of good and thus arable soils (Dove 1981:191). Specifically, they see the growth of tall stands of Imperata, as opposed to growth of short, ground- hugging, "prostrate" grasses2, as a sign that--in their system of grassland cultivation by hoe and plough--the fallow period has been sufficiently long and the land is ready for tilling again. Interestingly, the tenurial significance of grasslands varies according to the land-use system. Within systems of swidden cultivation, succession to grassland often signifies a lapsing of forest rights. Within systems of grassland cultivation, in contrast, the working of grassland creates tenurial rights, which persist so long as some sign of cultivation persists, lapsing only when this disappears. In the case of the Banjarese that I studied, grassland cultivation causes the arable cover of Imperata to succeed to a non-arable cover of prostrate grasses. So long as these latter grasses remain on the 1 Cronon (1983:164) writes of the tendency to see the premodern environment, in particular, as natural and static. 2 Suryanata (1985:54) identifies several of these prostrate grasses as Paspalum conjugatum, Axonopus compressus, and Cynodon dactylon. Prostrate grasses (also called the "creeping growth habit") replace erect grasses as an adaptive response under both heavy cultivation and heavy grazing. |
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| Ecological Models, Authority, and Bias in Environmental Representation M R. Dove 13 |
| land, the title of the previous cultivator is recognized; but when
these grasses begin to succeed back to Imperata--which usually takes place in three years--this title must be renewed by another round of cultivation, or else it lapses. The ways that grasslands are read, the "messages" that are taken from them, varies greatly between local communities and entities of the state. For example, regarding the lapse of tenure just discussed, whereas Imperata may signify to the local communities the cessation of a particular management regime, it does not signify the absence of management--which is perhaps the major distinction between folk and state perceptions of grassland. That is, the existence of grasslands is normally intended (at some level) by the local community (cf. Keen 1978:213; Seavoy 1975:49); it is not an accidental or unavoidable ecological development. Rather, it is a recogized, anticipated, and desired part of the local "built landscape." In contrast, state views of Imperata and other grasslands tend to assume that they are accidents, that they are unintended deviations from the built landscape that they intend. Anthropogenic grasslands are "vernacular landscapes", as opposed to the "official landscape" that the state would generally like to see there in its place.3 My studies in Kalimantan (Dove 1981,1986a,1986b), for example, show that the state "reads" the grassland as threatening (through erosion and fire) and unproductive (indigenous economic uses are not acknowledged). For many official observers, indeed, grasslands like these are the quintessential landscape resource "other"-- not a resource but the absence of a resource.4 However, state views of localized grassland landscapes are often in fact state critiques of the local community;5 and state efforts to "rehabilitate" grasslands often amount to efforts to restructure economic or political relations with the local community.6 This dimension of the mystification of grassland ecology has been overlooked by even astute observers. Referring to the 1870 colonial land law in Indonesia, which classified all so-called "wasteland"-- including grasslands -- as inalienable state property, Sherman (1980:126) writes that "This and other laws, such as the 1879 law against burning of grassland, fail[ed] to 3 As Jackson (1984:148) writes (cited in Williams 1995), "A landscape, like a language, is the field of perpetual conflict and compromise between what is established by authority and what the vernacular insists upon preferring." 4 A number of ethnographic studies have recognized this official "otherness" and thereby helped contribute to the burgeoning field of study on the contested interpretation and construction of landscapes (e.g., Harvey 1990; Williams 1995). 5 As Raymond Williams says, in an oft-quoted passage, arguments about nature are often really about culture: The idea of nature contains an extraordinary amount of human history. . . . What is often being argued, it seems to me, in the idea of nature is the idea of man; and this not only generally, or in ultimate ways, but the idea of man in society, indeed the ideas of kinds of societies. (Raymond Williams 1980:67,70-71). 6 Cf. Harvey (1990:425): "A revolution in temporal and spatial relations often entails, therefore, not only the destruction of ways of life and social practices built around preceding time-space systems, but the `creative destruction' of a wide range of physical assets embedded in the landscape." |
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| the official construction of a situation as one in which help is needed
typically empowers the potential helper and dis-empowers the potential helpee (Dove 1993; Edelman 1974). It is vitally important for any agency involved in development to be able to publicly portray a potential development subject as needy of the resources that agency has to offer. It is vitally important for any such agency, in short, to create a sort of conceptual welcoming niche for itself (cf. Ferguson 1990). Thus, Leach and Fairhead (1994) show how a process of forest incursion into grassland zones in Guinea is mis-represented as a process of grassland incursion into forest zones, in order to construct the picture of "environmental crisis" needed to obtain donor funding. In my study of the Banjarese (Dove 1981), I show that whereas the government sees the Imperata grasslands as a problem, the Banjarese see them as an important solution (to many of life's problems); and whereas the imperative in government planning is how to eliminate (to get rid of) the grasslands, the imperative in the peasant system of grassland management is how to maintain (to keep) them. This emphasis on self-privileging in representations of grasslands has important implications for how failures in efforts to "rehabilitate" these grasslands should be interpreted. The development community commonly blames development failures on recalcitrant development subjects, sometimes on poor implementation, and occasionally on poor policy. But even the explanation that hits closest to home, poor policy, is naive, because it treats this and other factors as isolated phenomena as opposed to phenomena that are deeply "embedded" in wider social and historical processes.10 Analyses based on these false assumptions result in an inability to correct, and thus a tendency to perpetuate, development failures. As Esteva (1987:136) writes: |
| For years, the literature arrived at the analytical conclusion that
a missing factor or tool, or the perverse, corrupt, or inefficient use of something, could explain the damage done by development to people and their environments. These `analyses' have come to a dead end. They move in a vicious circle, like a dog chasing its tail. |
| Since these false assumptions are themselves socially determined this
raises the question, To what extent are "unintended" development failures in fact "intended" (in 10 Cf. Hecht and Cockburn (1989:193): The forces propelling this destruction are not irrational. Explanations that focus on the supposed ignorance of the actors or on short-sighted planning miss the reality: there was money to be made; survival to be sustained in clearing forest. These have been processes with a logic and trajectory deeply embedded in the region's political and economic history. In a related vein, see Ascher's (1993:11) critique of analyses that dwell on "corruption": To view this [cooperation between timber concessionaires and president's family] all as "merely" collusion and corruption would, however, be a serious mistake. . . . The tragedy of the corruption and collusion, from the perspective of the health of the policy-making process, is that they are seen by so many as the only relevant factors, and distract attention from the other issues. |
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| some structural sense)? There is an important body of literature
now on how institutions bring about the very outcomes that they are designed to oppose (e.g., Foucault 1977; Willis 1981). This raises the question whether the contested grassland landscapes that dominate much of upland Southeast Asia are in fact what the wider society is supposed to achieve.11 2. Scientific Context Science is implicated in the attainment of the ecological landscapes that we actually get, as opposed to the ones for which we are purportedly striving. To see how, we may start by looking at information flows. The lack of information is an important part of the social construction of the reality of upland Southeast Asia;12 it is an important element in the kinds of development policies that are formulated for and implemented there.13 There is powerful institutional support for uncertainty, which must be seen in this context as more than a sociological epiphenomenon. Thompson, Warburton, and Hatley (1986:23) write: |
| Uncertainty, we begin to realise, is not just the absence of certainty
but, rather, a positive thing in its own right--something that can be socially generated and socially imposed in order to protect the legitimacy of established institutions and to prevent that legitimacy from being eroded by a creeping tide of certainty. |
| 11 Ascher (1993:15) asks this same questions regarding forests,
as follows: "What are the institutional interests of the Forestry Ministry? If this question can be answered, we may understand--and suggest ways to counteract--the seemingly paradoxical behavior of a forestry agency that has been aiding in the liquidation of the forests." 12 What Hecht and Cockburn (1989:1) write regarding the Amazon applies world-wide: The mystery that is part of the Amazon's allure is not merely a function of the region's immensity and of the infinitude of species it contains. It is also the consequence of centuries of censorship, of embargoes placed on knowledge and travel in the region by the Spanish and Portuguese crowns, of the polite silences of the religious orders during the Amazon's colonial history. 13 For example, in a recent analysis Ascher (1993) argues that a "rent transfer" strategy is responsible for the rapid degradation of Indonesia's tropical forests, and that the persistence of this strategy is dependent upon "embarrassment minimization". Ascher (1993:17) writes: |
| The rent transfer strategy is both a potential embarrassment and the
object of concerted opposition (especially from international donors). Therefore, the Forestry Ministry and other agencies have an incentive to suppress, restrict, or simply neglect to gather relevant information. |
| Ascher (1993:18) writes, "The restriction on information goes
further than the simple failure to gather or publicize data: it has posed a severe limitation on scientific research and economic assessment. There are strong disincentives for the Forestry Ministry and other agencies that could fund research projects to do so, as long as the findings are likely to be embarrassing or to arouse conflict." The product of these disincentives is reflected in Gillis' (1987:71; cited in Ascher 1993:18n) comment, that "The quality of technical information on African and most Latin American tropical forests is superior to that available for the dense Dipterocarp forests of Indonesian Kalimantan, where most harvesting takes place." |
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| Ecological Models, Authority, and Bias in Environmental Representation M R. Dove 17 |
| (Active management of information is a minor sub-set of a wider structure
in which information is generated without conscious prejudice but with prejudice nonetheless.14) The need for uncertainty mitigates against research on sensitive topics like grassland; andt when research is done, it mitigates against research that is properly focused and properly conducted. Thus, those aspects of grassland ecology that are central to the "myths" about tropical grasslands are rarely studied empirically; and even when they are, misunderstanding persists--evn in the work of the most astute scholars of tropical ecology. Thus, Sherman (1980:118,128-130) has pointed out repeated inconsistencies in the analysis of grassland ecology in the classic work on tropical soils and shifting cultivation by Nye and Greenland (1960) and in Sanchez's (1976) text on tropical soils. There also are examples of misunderstanding from the social sciences: in a painstaking review of the literature, Sherman finds faults with practically all of the pioneering studies of society and tropical environment by social scientists, including those by Pelzer (1945), Geertz (1963), Hanks (1972), and Leach (1954). Based on textual analyses of what these scholars wrote themselves, Sherman demonstrates that they utilized out-dated concepts of grassland ecology that were not supported by their own data.15 Lack of information cannot be blamed for the lack of understanding of Southeast Asian systems of grassland ecology and management. Sherman's (1980) textual critiques show in case after case that scholars had in hand the information that they needed to properly interpret the grasslands, but they suppressed or otherwise misused 14 As Leach and Fairhead (1994:84,86) state, in their previously-cited analysis of how grassland-forest succession is officially reinterpreted as forest-grassland succession: Information about the nature of environmental change is constituted and maintained within the exercise of political and institutional power. Nor is it the case that particular people or institutions are pursuing conscious and direct personal interests in using information for political or economic ends; rather, all are subject to and are the vehicles of the same conjuncture of intellectual, institutional and economic structures . . . . This "conjuncture" of structures results in an inverse association between the incidence or abundance of the research, on the one hand, and on the other hand the political sensitivity of the research. 15 In some cases Sherman is able to identify what appears to be selective use of these data: thus, Sherman (1980:134-5) notes that Leach's (1954) initial published recognition that the Kachin preferred grassland fields to forest fields is omitted from subsequent publications (cf. Nugent 1982:523). As Sherman points out, in his most famous work on the Kachin Leach (1954) transforms this difference in land cover preference into a question of differences in ecological zones. Sherman (1980:139-140) argues that the erroneous interpretation of grassland ecology in these past accounts throws into question larger picture that these works presented on society and environment in Southeast Asia. |
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| it.16 Accurate
interpretations of grassland ecology also existed in the literature but, again, were either ignored or misused.17 Harley H. Bartlett (University of Michigan botanist) published in 1956-61 a 1,657 page bibliography, summarizing the literature to that date on "Fire in Relation to Primitive Agriculture and Grazing in the Tropics", much of which dealt with Southeast Asia's fire-climax grasslands. Both he (Bartlett 1956) and Conklin (1959) also published separate, concise, and explicit corrections to the prevailing myths about grassland ecology. And there have been a series of insightful studies in the years since, including--by way of example only within a sizeable universe--those of Sajise (1972) in the Philippines, and Soewardi et al. (1974) and Suryanata and McIntosh (1980) in Indonesia. The fact that such studies existed but had little or no impact on beliefs about grassland ecology is sociologically meaningful. As Holling, Taylor and Thompson (1991:21) write about mistakes: "Surprises - the mistakes we go on and on making - are profound truths, even though (indeed, precisely because) they cannot tell us what is true." Douglas (1986:70,71,74) illustrates how scientific thinking is constrained by scientific institutions in an intriguing essay that looks at the curious phenomenon of scientific "forgetfulness". Her analysis is based on the work of the sociologist Merton (1957,1961,1963), who found that scientific "discoverers" routinely deny the existence of the prior discoveries that contributed to their work. As a result, the same scientific question may remain "in a static condition, as though it were permanently condemned to repetition without extension" (Merton cited in Douglas 1986:74). Merton's thesis suggests that the fact that understandings of grassland ecology are periodically obtained, and published, but ignored,18 is not an "accident", but that it is integral to the science of development--and to the institutions that sponsor as well as carry out this science.19 16 In some cases, the myth and the reality are simply reported together, with little if any apparent sense of cognitive dissonance. For example, the characterization by researchers of Imperata lands in the Cagayan Valley in the Philippines as "idle grasslands" (Maus and Schieferli 1989) is repeated by later researchers in the same project, even though the latter's research concerns the gathering of Imperata for the market, for thatch, as an important--and in some cases the most important-- source of income for the inhabitants of the region (Yanes and Zeehers 1992). The later researchers add the prefix "so-called" to the label "idle grasslands" and also the caveat that "these areas are still suitable for agricultural and other purposes", but they still do not directly contest--much less problematize the basis for--the validity of the evaluation "idle lands." 17 Sherman (1980) presents a dramatic example of this: the Batak system of grassland agriculture he described in 1980, in contravention of the literature and expert opinion, had already been described by the Dutchman Junghuhn in a published account (1847) over one century earlier, with little apparent effect. 18 Thus, Gerlach (1938) published one-half century ago an accurate account of the same system of Banjarese grassland agriculture described in Dove (1981), but with little perceived impact. 19 Douglas (1986:76) writes, "Note that Merton has made a back-door approach to the problem. He is not asking `How do people think about the constraints the social order imposes on their thoughts?' He asks `How are they prevented from thinking? What are the impossible thoughts?'" |
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| 1994:103).21
It has been challenged by a revisionist (viz., late-modern) view in which nature has no direction, no progression, only change (Zimmerman 1994:102). This shift in views has temporal, spatial, and conceptual dimensions. Thus, a former emphasis on stability and homeostasis has become an emphasis on instability and chaos. The former emphasis was reflected in the study of, search for, and valorization of so-called "climax" ecological communities (epitomized by "primeval tropical rainforest"). The new emphasis is reflected, in contrast, in interest in ecological "perturbation". Most ecologists now believe that perturbations like fire, flood and storm--and perhaps even some human impacts--play an integral and necessary role in the functioning of ecosystems. The spatial dimension of the modern/late-modern shift is reflected in essentialist views of the environment and in the current anti-essentialist critique (cf. Vayda 1990). Categories of vegetation or examples of ecotypes that were formerly regarded as "real", fixed, and meaningful-- like "forest versus grassland"--are now problematized.22 The essentialist view of the environment was associated in the social as well as natural sciences with a broader valorization of the "untouched other" (terra incognita, the virgin forest or the uncontacted tribe) that is now discredited. The modern view of the environment dichotomized nature and culture, such that if culture is present, then nature is not (or at least not wholly).23 (One of the problems with this dichotomization of nature and culture is that it abstracts people from their physical environment (Williams 1980:75) 21 This view continues to manifest itself in such things as the currently popular concept of "sustainability", which emphasizes a dubious notion of balance and continuity as opposed to imbalance and historical change. 22 As some of the pioneering research is summarized by Worster (1990:8): the forest (e.g.) is just "an erratic, shifting mosaic of trees and other plants." |
| 23 This romantic vision of nature is well-expressed
in Thoreau's (1856, vol.8:221) lament that the human impact on New England left him only a "partial poem" of nature to read: |
| I take infinite pains to know all the phenomena of the spring, for
instance, thinking that I have here the entire poem, and then, to my chagrin, I hear that it is but an imperfect copy that I possess and have read, that my ancestors have torn out many of the first leaves and grandest passages, and mutilated it in many places. I should not like to think that some demigod had come before me and picked out some of the best of the stars. I wish to know an entire heaven and an entire earth. Cronon (1983:chapter 1) has criticized this idealized "complete poem" of nature as a fiction based on a problematic dichotomy. Cronon (1991:8) himself provides an excellent example, and critique, of one such dichotomy and abstraction in his study of the development of the Chicago metropolis: Why did it make sense, in trying to understand rural nature, to draw a boundary between it and the urban world next door? The more I pondered that question, the more I began to doubt the 'naturalness' of the wall that seemed to stand so solidly between the country I thought I loved and the city I thought I hated. If that wall was more than a habit of thought than a fact of nature, then decrying the 'unnaturalness' of city life in a place like Chicago was merely one more way of doing what my own environmental ethic told me to oppose: isolating human life from the ecosystems that sustain it. |
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| and thereby provides the conceptual "distancing" necessary
for the idea of human "intervention in nature."24) 2. Explanations of Grassland The differences between modern and late-modern views of the environment have important implications for the perception of grasslands. Grasslands are seen as something that is unmanaged in the modern view but managed in the late-modern view (the former sees them as an unintentional outcome of environmental relations, whereas the latter sees them as an intentional outcome). In an important corollary to this, in the modern view, grasslands need outside intervention (e.g., to be managed and made productive); whereas in the late-modern view, they do not. The modern justification for intervention comes from a model of the landscape on which boundaries have been erected in such a way as to differentially allocate blame and responsibility, and ownership and authority (cf. Cronon 1991:8,184-185). The late- modern model of the landscape, in contrast, tears down these boundaries, as it considers this differential allocating of responsibility and authority to be specious and self-privileging (viz., on the part of the model-makers). There also is an important rhetorical dimension here: whereas the modern view acknowledges only differences in "understanding" of the common landscape, the late-modern view portrays conflicts over grasslands (e.g.) as (contested) differences between an official landscape and a "vernacular" landscape (Jackson 1984:148). A key distinction between modern and late-modern views of grasslands is their imputed stability versus instability, which has important development implications: those who see grasslands as stable classify them as a developmental "dead-end": in contrast, those who see the grasslands as instable believe that they often represent a stage in the transition to intensive agriculture (Dove 1986a, 1986b; Sherman 1980). According to modern science's view of grasslands, the events leading to and from grassland successions are linear and predictable: over-use or abuse of resources lead in, and massive external technological inputs (can perhaps) lead out. In contrast, the late-modern view of grassland development is multi-linear (if not quite "indeterminate"): grassland succession can be precipitated by a number of different social and ecological factors (Conklin 1959), operating singly or collectively, and with or without human intention. Similarly, grassland development can be terminated by a number of different factors, ranging from more intensive land-use (from intensive agriculture and grazing [Conklin 1959:61-62; Gibson 1983; Singh et al. 1985:49; Wharton 1968) or less intensive land-use (leading to natural afforestation). 24 Criticism of the nature-culture dichotomy, and of the environmental "management" that is produced by this distantiation, has been called the "central intuition" of the "deep ecology" movement (Warwick Fox (1984:196), cited in Zimmerman 1993:199). |
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